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Regulatory Matters Archive

Glass Lewis actively engages with regulatory bodies around the world and frequently provides them perspectives from the proxy advisory industry, information on our policies and procedures, and input on pending regulations.

Glass Lewis CEO Katherine Rabin Issues Statement Regarding SEC Guidance

On Wednesday the US Securities and Exchange Commission (SEC) issued guidance related to “Investment Advisers’ Proxy Voting Responsibilities and the Application of Proxy Rules to Voting Advice.”  We look forward to reviewing the clarifications that [...]

By |August 22, 2019|Categories: Blog, Regulatory Matters|

Glass Lewis Submission to SEBI on Issues Related to Proxy Advisors

On July 29, 2019, the Securities and Exchange Board of India (“SEBI”) issued a report submitted by the Working Group it formed in November 2018 to review certain issues related to proxy advisors. The report [...]

By |August 20, 2019|Categories: Blog, Regulatory Matters|Tags: , , , , |

BPPG Formally Launch New 2019 Best Practice Principles for Shareholder Voting Research & Analysis

Leading Global Shareholder Voting Research & Analysis Providers Commit to New Governance & Oversight Structure in Independently Reviewed Updated 2019 Principles The Independent Review Chair of the Best Practice Principles for Shareholder Voting Research & Analysis Group (the “BPPG”), Dr. [...]

Glass Lewis Submission on Spanish SRD II Consultation: Introduction of Loyalty Shares

Glass Lewis has submitted a response to the Spanish consultation on the proposed changes to Spanish Companies Law which transposes Shareholder Rights Directive II ("SRD") into national legislation. While most of the proposed changes are [...]

Glass Lewis Submission to SEBI Consultation on the Issuance of Equity Shares with Differential Voting Rights

On March 20, 2019, the Securities and Exchange Board of India (“SEBI”) released a consultation paper (the “Paper”) that discusses the prospect of differential voting rights shares (“DVRs”) being made available to listed issuers in [...]

By |April 22, 2019|Categories: Blog, Regulatory Matters|Tags: , , |

Glass Lewis Submission of Public Comments on Dutch ‘Thinking Period’ Consultation

Glass Lewis has submitted a response to the Dutch consultation, which ended on February 7, 2019, on a legislative proposal to implement a 250-day bedenktijd ('thinking period'). The proposal would implement a 250-day thinking period [...]

By |February 11, 2019|Categories: Blog, Regulatory Matters|Tags: , , , |

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